Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alexandra Serman | 2884414 | 5 | 11/18/2008 | Customer Dispute | Denied | $18,801.80 | $0.00 | See FINRA Report |
| Adam Linn Park | 4864293 | 2 | 11/17/2008 | Customer Dispute | Settled | $32,500.00 | $0.00 | See FINRA Report |
| Scott F Scharfenberger | 4049290 | 2 | 11/14/2008 | Customer Dispute | Denied | $101,697.00 | $0.00 | See FINRA Report |
| Renee Marone | 2064322 | 3 | 11/12/2008 | Customer Dispute | Denied | $208,822.00 | $0.00 | See FINRA Report |
| Christy Bracken Pizani | 3220350 | 2 | 11/11/2008 | Customer Dispute | Denied | $12,280.00 | $0.00 | See FINRA Report |
| David Guthrie | 4844116 | 2 | 11/07/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Raymond Leslie Keogh | 1548453 | 3 | 11/06/2008 | Customer Dispute | Denied | $38,348.80 | $0.00 | See FINRA Report |
| Amrou Atasi | 3013671 | 2 | 11/05/2008 | Customer Dispute | Denied | $24,196.80 | $0.00 | See FINRA Report |
| Kenneth C Gates | 2702263 | 3 | 11/04/2008 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Aaron J Brandes | 2636954 | 4 | 10/31/2008 | Customer Dispute | Settled | $43,000.00 | $0.00 | See FINRA Report |