Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lisa Marie Block | 4580746 | 6 | 11/28/2008 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Bradley Franklyn Diamond | 4822221 | 1 | 11/28/2008 | Customer Dispute | Denied | $27,702.00 | $0.00 | See FINRA Report |
| Eric E Eugene | 3043732 | 3 | 11/26/2008 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Carl R Garrison | 4450532 | 1 | 11/25/2008 | Customer Dispute | Closed-No Action | $34,272.90 | $0.00 | See FINRA Report |
| Robert M Magilton | 2131611 | 2 | 11/24/2008 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Aaron J Brandes | 2636954 | 4 | 11/21/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gemma F Sanchez | 2741588 | 4 | 11/20/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Liddell | 4298115 | 1 | 11/20/2008 | Customer Dispute | Award / Judgment | $14,171.30 | $14,171.30 | See FINRA Report |
| Andrew Vahab | 4618574 | 1 | 11/19/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Raymond D Leslie | 4609112 | 2 | 11/19/2008 | Customer Dispute | Denied | $32,000.00 | $0.00 | See FINRA Report |