Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Keith Richard Ward | 4500701 | 4 | 12/11/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kara G Boudreau | 1744224 | 1 | 12/10/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Brian R Estocapio | 4376383 | 2 | 12/09/2008 | Customer Dispute | Settled | $288,295.00 | $0.00 | See FINRA Report |
| Robert M Magilton | 2131611 | 2 | 12/08/2008 | Customer Dispute | Settled | $375,752.00 | $0.00 | See FINRA Report |
| Mark E Lucas | 3153315 | 3 | 12/05/2008 | Customer Dispute | Denied | $14,512.70 | $0.00 | See FINRA Report |
| Scott C Holzer | 2878878 | 3 | 12/04/2008 | Customer Dispute | Settled | $2,700,000.00 | $0.00 | See FINRA Report |
| Elias Kontos | 4260952 | 2 | 12/03/2008 | Customer Dispute | Settled | $20,500.00 | $0.00 | See FINRA Report |
| Arif Ahmed | 3099755 | 5 | 12/01/2008 | Customer Dispute | Settled | $336,000.00 | $0.00 | See FINRA Report |
| Matt W Murphy | 4613611 | 1 | 12/01/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jay M Pangelinan | 2327291 | 3 | 12/01/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |