Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald S D'Antoni | 2198548 | 2 | 03/16/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jeffrey M Forbes | 5866825 | 1 | 03/15/2023 | Customer Dispute | Settled | $38,325.20 | $0.00 | See FINRA Report |
| Eric Deneau | 6571534 | 2 | 03/15/2023 | Customer Dispute | Settled | $7,694.00 | $0.00 | See FINRA Report |
| Raof Hashim Jawad Nusraty | 4682629 | 1 | 03/15/2023 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Daniel Giraldo | 6354367 | 1 | 03/10/2023 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Nisreen Nina Kallabat Byrne | 2223199 | 13 | 03/10/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Christopher Michael Barfoot | 5004513 | 2 | 03/08/2023 | Customer Dispute | Denied | $167,500.00 | $0.00 | See FINRA Report |
| Mircea Corches | 6295422 | 1 | 03/03/2023 | Customer Dispute | Denied | $42,798.00 | $0.00 | See FINRA Report |
| Christopher Michael Barfoot | 5004513 | 2 | 02/27/2023 | Customer Dispute | Settled | $23,070.90 | $0.00 | See FINRA Report |
| Janey Ali Rizvi | 4933101 | 1 | 02/03/2023 | Customer Dispute | Denied | $13,700.00 | $0.00 | See FINRA Report |