Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rene Henriksen | 2798761 | 6 | 02/26/2009 | Customer Dispute | Settled | $514,000.00 | $0.00 | See FINRA Report |
| Albert V Mendoza | 2888868 | 1 | 02/25/2009 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Bradley Hamlin | 2279808 | 3 | 02/23/2009 | Customer Dispute | Settled | $14,827.10 | $0.00 | See FINRA Report |
| Jeffrey B McAleney | 1011501 | 10 | 02/19/2009 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Mark Adam Sanders | 5250907 | 1 | 02/13/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jeanne Berger | 5055144 | 2 | 02/11/2009 | Customer Dispute | Denied | $5,781.00 | $0.00 | See FINRA Report |
| Man So | 4988348 | 1 | 02/10/2009 | Customer Dispute | Denied | $23,368.50 | $0.00 | See FINRA Report |
| Christopher Schmidt | 4708549 | 1 | 02/03/2009 | Customer Dispute | Denied | $95,000.00 | $0.00 | See FINRA Report |
| John P Kozole | 1862414 | 2 | 01/22/2009 | Customer Dispute | Denied | $103,609.00 | $0.00 | See FINRA Report |
| Daniel K Roh | 2189988 | 4 | 01/22/2009 | Customer Dispute | Denied | $47,000.00 | $0.00 | See FINRA Report |