Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary R Fournier | 211949 | 10 | 03/20/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Mathai | 2304518 | 1 | 03/18/2009 | Customer Dispute | Closed-No Action | $80,000.00 | $0.00 | See FINRA Report |
| Steve S Schulman | 4061535 | 6 | 03/17/2009 | Customer Dispute | Settled | $24,370.60 | $0.00 | See FINRA Report |
| Mark V Celentano | 1671610 | 1 | 03/16/2009 | Customer Dispute | Denied | $72,221.40 | $0.00 | See FINRA Report |
| Paula E Gandy | 1414734 | 2 | 03/13/2009 | Customer Dispute | Denied | $384,000.00 | $0.00 | See FINRA Report |
| Lisa Marie Block | 4580746 | 6 | 03/11/2009 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Jeffrey Stephen Smaka | 3177184 | 2 | 03/11/2009 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Nicholas Brown | 4785609 | 2 | 03/04/2009 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Steve S Schulman | 4061535 | 6 | 03/04/2009 | Customer Dispute | Award / Judgment | $24,214.20 | $24,214.00 | See FINRA Report |
| Steven Swanson | 4396238 | 3 | 03/03/2009 | Customer Dispute | Denied | $33,743.00 | $0.00 | See FINRA Report |