Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian E Yorty | 3168571 | 2 | 04/09/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Raymond P Walsh | 1895766 | 3 | 04/06/2009 | Customer Dispute | Denied | $30,141.20 | $0.00 | See FINRA Report |
| John M Hernandez | 3140900 | 5 | 04/02/2009 | Customer Dispute | Denied | $24,540.20 | $0.00 | See FINRA Report |
| Kevin D Lewis | 2998316 | 1 | 04/02/2009 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Kurt Sylvia | 1966373 | 3 | 03/31/2009 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Ryan Edwin Woodman | 4516137 | 1 | 03/30/2009 | Customer Dispute | Denied | $10,192.00 | $0.00 | See FINRA Report |
| Temur Dranker | 4921182 | 4 | 03/27/2009 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Reece E Musick | 1615735 | 6 | 03/25/2009 | Customer Dispute | Denied | $5,517.06 | $0.00 | See FINRA Report |
| John M Polovick | 2034521 | 1 | 03/25/2009 | Customer Dispute | Settled | $44,000.00 | $0.00 | See FINRA Report |
| Vito Avvinti | 2610736 | 1 | 03/23/2009 | Customer Dispute | Denied | $19,006.00 | $0.00 | See FINRA Report |