Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan Taylor McDermott | 4236979 | 1 | 04/28/2009 | Customer Dispute | Denied | $29,000.00 | $0.00 | See FINRA Report |
| William E Schoen | 4625178 | 1 | 04/25/2009 | Customer Dispute | Denied | $20,133.20 | $0.00 | See FINRA Report |
| John Theo | 5248703 | 1 | 04/24/2009 | Customer Dispute | Denied | $10,225.00 | $0.00 | See FINRA Report |
| Salisa Ranae Roberts | 2734290 | 1 | 04/24/2009 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Joseph P Meade | 4491121 | 4 | 04/23/2009 | Customer Dispute | Settled | $22,740.00 | $0.00 | See FINRA Report |
| Brian Cohen | 3149512 | 3 | 04/23/2009 | Customer Dispute | Denied | $47,000.00 | $0.00 | See FINRA Report |
| Niki D Sands | 1184696 | 1 | 04/22/2009 | Customer Dispute | Settled | $6,539,390.00 | $0.00 | See FINRA Report |
| Jeffrey McMahon | 2278578 | 1 | 04/17/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William H Desser | 1496152 | 6 | 04/15/2009 | Customer Dispute | Closed-No Action | $70,107.00 | $0.00 | See FINRA Report |
| Brian E Yorty | 3168571 | 2 | 04/09/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |