Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Beach | 2239739 | 1 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin F Douglas | 2160517 | 3 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin F Douglas | 2160517 | 3 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin F Douglas | 2160517 | 3 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Jon Langjahr | 2972439 | 1 | 06/05/2009 | Customer Dispute | Closed-No Action | $6,284.82 | $0.00 | See FINRA Report |
| Frederick Joseph Schultz | 1987284 | 3 | 06/05/2009 | Customer Dispute | Settled | $245,000.00 | $0.00 | See FINRA Report |
| Todd D Brase | 4427915 | 1 | 06/03/2009 | Customer Dispute | Denied | $28,000.00 | $0.00 | See FINRA Report |
| Enrique Forero | 4120801 | 2 | 05/29/2009 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
| David Kosobucki | 4685329 | 1 | 05/28/2009 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Rene Henriksen | 2798761 | 6 | 05/27/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |