Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffery D Keefer | 1290782 | 2 | 06/23/2009 | Customer Dispute | Withdrawn | $8,000.00 | $0.00 | See FINRA Report |
| Harvey R Boshart | 4259642 | 1 | 06/22/2009 | Customer Dispute | Settled | $7,119.02 | $0.00 | See FINRA Report |
| Franz A Warren | 2465372 | 3 | 06/22/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Ausanio | 2878038 | 2 | 06/19/2009 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| John F McKenna | 4962418 | 1 | 06/17/2009 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Steven L Reed | 2379763 | 1 | 06/16/2009 | Customer Dispute | Denied | $35,676.90 | $0.00 | See FINRA Report |
| Erin Kruis Sardich | 4022149 | 1 | 06/11/2009 | Customer Dispute | Denied | $12,410.40 | $0.00 | See FINRA Report |
| Mitchell R McAllister | 4783894 | 3 | 06/11/2009 | Customer Dispute | Denied | $12,410.40 | $0.00 | See FINRA Report |
| Richard Jason Dupont | 4256371 | 3 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jason Brian Holland | 3186729 | 1 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |