Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Ayerov | 4887350 | 1 | 08/12/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Brian Hafley | 3140003 | 2 | 08/07/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Christopher C Millard | 4853105 | 2 | 08/03/2009 | Customer Dispute | Settled | $3,500,000.00 | $0.00 | See FINRA Report |
| Therese A Quigley | 2354431 | 2 | 07/22/2009 | Customer Dispute | Denied | $125,000.00 | $0.00 | See FINRA Report |
| Lisa Marie Block | 4580746 | 6 | 07/21/2009 | Customer Dispute | Settled | $279,106.00 | $0.00 | See FINRA Report |
| Amrou Atasi | 3013671 | 2 | 07/16/2009 | Customer Dispute | Denied | $36,407.40 | $0.00 | See FINRA Report |
| Vassilios Bill Grous | 1406887 | 3 | 07/07/2009 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |
| Terry Michael Pasket | 3195786 | 3 | 06/29/2009 | Customer Dispute | Denied | $43,684.40 | $0.00 | See FINRA Report |
| Brian K Gregg | 4500281 | 1 | 06/29/2009 | Customer Dispute | Denied | $17,703.40 | $0.00 | See FINRA Report |
| Todd V Holden | 4918891 | 2 | 06/29/2009 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |