Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan Au | 6337320 | 2 | 05/25/2023 | Customer Dispute | Pending | $70,240.00 | $0.00 | See FINRA Report |
| Stephen Blackwell | 4048114 | 1 | 05/12/2023 | Customer Dispute | Denied | $7,638.00 | $0.00 | See FINRA Report |
| Cynthia A Hernandez | 2697986 | 2 | 05/09/2023 | Customer Dispute | Denied | $27,631.00 | $0.00 | See FINRA Report |
| Herman Joseph Fehrle | 6266049 | 1 | 05/08/2023 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Robert John Masanotti | 5804805 | 1 | 04/25/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alexander Parisis | 6578981 | 1 | 04/18/2023 | Customer Dispute | Settled | $40,965.00 | $0.00 | See FINRA Report |
| Dustin Hall | 5790415 | 1 | 03/29/2023 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Michael Nelson | 3185886 | 2 | 03/28/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bryan Benjamin Donald Beloff | 5892086 | 1 | 03/27/2023 | Customer Dispute | Denied | $9,158.00 | $0.00 | See FINRA Report |
| Joshua J Lowery | 6042539 | 1 | 03/21/2023 | Customer Dispute | Denied | $17,155.00 | $0.00 | See FINRA Report |