Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Andrews | 2775599 | 1 | 11/10/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Al Lambert | 4818737 | 1 | 11/03/2009 | Customer Dispute | Denied | $139,558.00 | $0.00 | See FINRA Report |
| Benjamin W Goldhammer | 4523328 | 2 | 10/29/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Hung Au | 4059868 | 1 | 10/27/2009 | Customer Dispute | Denied | $5,850.00 | $0.00 | See FINRA Report |
| Vassilios Bill Grous | 1406887 | 3 | 10/21/2009 | Customer Dispute | Settled | $2,772,140.00 | $0.00 | See FINRA Report |
| Steven Grill | 1669936 | 1 | 10/21/2009 | Customer Dispute | Settled | $2,772,140.00 | $0.00 | See FINRA Report |
| Torren Joseph Szuluk | 2591052 | 4 | 10/20/2009 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Peter Green | 4378565 | 2 | 10/16/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Laura Lee Hanson Virginia | 1121184 | 4 | 10/16/2009 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Gregoria M Moreno | 4513814 | 1 | 10/08/2009 | Customer Dispute | Denied | $7,876.79 | $0.00 | See FINRA Report |