Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin A Reugger | 3255087 | 2 | 01/26/2010 | Customer Dispute | Denied | $9,659.95 | $0.00 | See FINRA Report |
| Kevin Scott Monaco | 1747895 | 3 | 01/14/2010 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Maxwell Douglas Peckler | 2391251 | 6 | 01/11/2010 | Customer Dispute | Settled | $360,000.00 | $0.00 | See FINRA Report |
| Matthew Kocsi | 3210222 | 1 | 01/10/2010 | Customer Dispute | Closed-No Action | $78,074.10 | $0.00 | See FINRA Report |
| Jordan M Mayer | 1615062 | 12 | 12/28/2009 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Jeffery S Brin | 2361946 | 2 | 12/10/2009 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Barbara A Huiner | 2509639 | 2 | 12/10/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary R Fournier | 211949 | 10 | 12/09/2009 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Walter Phillip Schlaepfer | 1306585 | 4 | 12/01/2009 | Customer Dispute | Award / Judgment | $1,700,000.00 | $0.00 | See FINRA Report |
| Hannah M Byron | 4185462 | 2 | 11/18/2009 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |