Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Parsons | 5697469 | 1 | 08/10/2010 | Customer Dispute | Settled | $44,585.90 | $0.00 | See FINRA Report |
| Mitchell R McAllister | 4783894 | 3 | 08/03/2010 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Benjamin Pogofsky | 4658485 | 1 | 07/28/2010 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Walter Phillip Schlaepfer | 1306585 | 4 | 07/26/2010 | Customer Dispute | Award / Judgment | $1,000,000.00 | $0.00 | See FINRA Report |
| William H Desser | 1496152 | 6 | 07/22/2010 | Customer Dispute | Closed-No Action | $39,779.30 | $0.00 | See FINRA Report |
| Geoffrey Hansen Barker | 4702518 | 2 | 07/20/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nisreen Nina Kallabat Byrne | 2223199 | 13 | 07/16/2010 | Customer Dispute | Denied | $11,068.90 | $0.00 | See FINRA Report |
| John R Policastro | 1999358 | 1 | 07/13/2010 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Brian William McDonald | 1670019 | 1 | 07/12/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Carlos Andres Guerra | 4486705 | 2 | 07/08/2010 | Customer Dispute | Denied | $22,202.60 | $0.00 | See FINRA Report |