Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason L Bunin | 3161241 | 1 | 11/17/2010 | Customer Dispute | Settled | $1,750,000.00 | $0.00 | See FINRA Report |
| Joel Kaufman | 827154 | 1 | 11/03/2010 | Customer Dispute | Settled | $612,360.00 | $0.00 | See FINRA Report |
| Sabine J de Weijer | 5202156 | 1 | 10/28/2010 | Customer Dispute | Settled | $6,116.00 | $0.00 | See FINRA Report |
| Robert Lovitt | 2153959 | 3 | 10/18/2010 | Customer Dispute | Denied | $3,750,000.00 | $0.00 | See FINRA Report |
| Bruce Goodwin Ledoux | 2272833 | 1 | 09/29/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dominique Callan | 4257907 | 4 | 09/23/2010 | Customer Dispute | Settled | $105,298.00 | $0.00 | See FINRA Report |
| Elzbieta A Piatek | 3172883 | 1 | 09/23/2010 | Customer Dispute | Settled | $105,298.00 | $0.00 | See FINRA Report |
| Maxwell Douglas Peckler | 2391251 | 6 | 09/07/2010 | Customer Dispute | Closed-No Action | $300,000.00 | $0.00 | See FINRA Report |
| Jimmy Jones Fox | 4647208 | 3 | 08/27/2010 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Sam C Schoner | 1928356 | 3 | 08/16/2010 | Customer Dispute | Settled | $351,136.00 | $0.00 | See FINRA Report |