Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald L Javate | 2492968 | 5 | 03/27/2011 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Matthew David Beleski | 5054098 | 2 | 03/23/2011 | Customer Dispute | Denied | $26,550.00 | $0.00 | See FINRA Report |
| Tequilla T Swan | 3052756 | 4 | 03/17/2011 | Customer Dispute | Denied | $26,000.00 | $0.00 | See FINRA Report |
| Christopher La Flam | 2415869 | 4 | 03/15/2011 | Customer Dispute | Denied | $7,689.42 | $0.00 | See FINRA Report |
| Arturo Centeno | 4792665 | 1 | 03/15/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mohamed Ramadan | 4201245 | 1 | 03/02/2011 | Customer Dispute | Denied | $2,153.96 | $0.00 | See FINRA Report |
| Adrian Fredrick Schulz | 5079240 | 4 | 02/18/2011 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Hedayatullah Eddie Nabiel | 5444313 | 1 | 02/18/2011 | Customer Dispute | Award / Judgment | $5,000.00 | $5,020.00 | See FINRA Report |
| Neil E Cunningham | 2588213 | 2 | 02/14/2011 | Customer Dispute | Denied | $15,283.50 | $0.00 | See FINRA Report |
| Lucia R Fondano | 2239772 | 1 | 02/10/2011 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |