Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew C Barcia | 5235505 | 2 | 08/10/2023 | Customer Dispute | Denied | $9,360.00 | $0.00 | See FINRA Report |
| Anthony T Bui | 5803348 | 1 | 08/09/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Kostecki | 5049968 | 1 | 08/08/2023 | Customer Dispute | Denied | $6,079.07 | $0.00 | See FINRA Report |
| Carlos Guerrero | 5590561 | 2 | 08/03/2023 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Leonard Andrew Segal | 1738148 | 1 | 07/31/2023 | Customer Dispute | Denied | $12,250.00 | $0.00 | See FINRA Report |
| Victor Carrizal | 5378388 | 1 | 07/26/2023 | Customer Dispute | Settled | $37,036.00 | $0.00 | See FINRA Report |
| Ihab Elibiary | 5675689 | 1 | 07/20/2023 | Customer Dispute | Pending | $49,051.00 | $0.00 | See FINRA Report |
| Harold Louis Reinstein | 2516822 | 1 | 07/06/2023 | Customer Dispute | Pending | $2,600,000.00 | $0.00 | See FINRA Report |
| Kurt Kleinle | 2472261 | 3 | 06/26/2023 | Customer Dispute | Denied | $84,000.00 | $0.00 | See FINRA Report |
| Lambros C Konstantellos | 4667315 | 1 | 06/21/2023 | Customer Dispute | Denied | $8,200.00 | $0.00 | See FINRA Report |