Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dominique Callan | 4257907 | 4 | 08/22/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eli Buchman | 4266664 | 3 | 08/22/2011 | Customer Dispute | Denied | $32,578.40 | $0.00 | See FINRA Report |
| Ofer Albaz | 2938266 | 2 | 08/19/2011 | Customer Dispute | Denied | $27,000.00 | $0.00 | See FINRA Report |
| Brandon D Tatarevich | 4694264 | 3 | 08/19/2011 | Customer Dispute | Denied | $36,974.00 | $0.00 | See FINRA Report |
| Daniel Joseph Salsberg | 1552124 | 2 | 08/16/2011 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| James McComb | 3068837 | 1 | 08/08/2011 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |
| Bianca M Adamo-Leece | 4473397 | 1 | 08/08/2011 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Stephen Howard Gold | 2988886 | 1 | 08/01/2011 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Ofer Albaz | 2938266 | 2 | 07/13/2011 | Customer Dispute | Denied | $2,200.00 | $0.00 | See FINRA Report |
| Howard Steven Rowen | 2153771 | 4 | 07/07/2011 | Customer Dispute | Settled | $24,070.30 | $0.00 | See FINRA Report |