Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Keith Richard Ward | 4500701 | 4 | 10/21/2011 | Customer Dispute | Settled | $30,600.00 | $0.00 | See FINRA Report |
| Christy Bracken Pizani | 3220350 | 2 | 10/17/2011 | Customer Dispute | Denied | $17,368.00 | $0.00 | See FINRA Report |
| Kara Schaefer | 5562276 | 1 | 10/12/2011 | Customer Dispute | Denied | $27,000.00 | $0.00 | See FINRA Report |
| Frank R Tenteromano | 5052571 | 3 | 10/07/2011 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Temur Dranker | 4921182 | 4 | 09/21/2011 | Customer Dispute | Settled | $20,002.40 | $0.00 | See FINRA Report |
| John Inserra | 1664258 | 3 | 09/20/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric E Eugene | 3043732 | 3 | 09/13/2011 | Customer Dispute | Denied | $9,946.76 | $0.00 | See FINRA Report |
| Brandon D Tatarevich | 4694264 | 3 | 09/07/2011 | Customer Dispute | Denied | $9,634.20 | $0.00 | See FINRA Report |
| Mohammad S Rihan | 4790735 | 1 | 08/23/2011 | Customer Dispute | Award / Judgment | $5,000.00 | $0.00 | See FINRA Report |
| Christopher Cameron | 5004934 | 1 | 08/23/2011 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |