Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dennis E Koch | 5590242 | 1 | 01/30/2012 | Customer Dispute | Denied | $13,200.00 | $0.00 | See FINRA Report |
| Jose Raul Capetillo | 5733058 | 1 | 01/26/2012 | Customer Dispute | Settled | $48,000.00 | $0.00 | See FINRA Report |
| Jae E Lee | 4309345 | 2 | 01/23/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Henry Snyder | 4954361 | 1 | 01/17/2012 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Charles Holup | 1283806 | 2 | 01/10/2012 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Andrew A Miarka | 3259716 | 1 | 01/03/2012 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Paul David Arbitman | 2203512 | 1 | 12/28/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Sean Anthony Gomez | 4813542 | 1 | 12/08/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Frank J Renda | 2505766 | 3 | 11/23/2011 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |
| Maxwell Douglas Peckler | 2391251 | 6 | 11/07/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |