Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nikita Bely | 4924828 | 2 | 04/13/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Samantha Crouse Philip | 5467101 | 1 | 04/10/2012 | Customer Dispute | Settled | $10,150.00 | $0.00 | See FINRA Report |
| Jeffery S Brin | 2361946 | 2 | 04/09/2012 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| George Brakatselos | 3140018 | 1 | 03/29/2012 | Customer Dispute | Settled | $8,383.91 | $0.00 | See FINRA Report |
| Robert James Eschweiler | 4716239 | 3 | 03/12/2012 | Customer Dispute | Denied | $1,100,000.00 | $0.00 | See FINRA Report |
| Philip Pluta | 1491211 | 8 | 02/24/2012 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Arif Ahmed | 3099755 | 5 | 02/22/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matthew P MacMichael | 2908568 | 1 | 02/21/2012 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Freeman Leung | 2547382 | 1 | 02/15/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Vince Marino | 4146522 | 1 | 01/31/2012 | Customer Dispute | Denied | $7,817.56 | $0.00 | See FINRA Report |