Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Nicholas Witry | 2441683 | 1 | 06/18/2012 | Customer Dispute | Settled | $10,580.00 | $0.00 | See FINRA Report |
| Thomas Dean Ellison | 4711893 | 1 | 06/11/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Darrin John Wirhouski | 3150921 | 1 | 06/05/2012 | Customer Dispute | Denied | $147,087.00 | $0.00 | See FINRA Report |
| Paul L Donlon | 1212355 | 1 | 05/30/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| George J Curtin | 4670939 | 2 | 05/21/2012 | Customer Dispute | Withdrawn | $7,000.00 | $0.00 | See FINRA Report |
| Maria M Smith | 4310152 | 2 | 05/18/2012 | Customer Dispute | Denied | $36,766.10 | $0.00 | See FINRA Report |
| Chad M Konner | 4255495 | 2 | 05/18/2012 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |
| Rhett W Jefferies | 3053541 | 1 | 05/10/2012 | Customer Dispute | Denied | $56,244.00 | $0.00 | See FINRA Report |
| Michael Quach | 2227871 | 5 | 05/02/2012 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Manuel Fernandez | 2523195 | 3 | 04/14/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |