Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raymond D Leslie | 4609112 | 2 | 09/06/2012 | Customer Dispute | Closed-No Action | $6,200.00 | $0.00 | See FINRA Report |
| Scott William Soules | 2417927 | 2 | 08/28/2012 | Customer Dispute | Settled | $34,073.50 | $0.00 | See FINRA Report |
| Essam Elia | 4645554 | 1 | 08/20/2012 | Customer Dispute | Denied | $76,648.60 | $0.00 | See FINRA Report |
| Joseph Minaudo | 4406030 | 3 | 08/13/2012 | Customer Dispute | Denied | $34,925.20 | $0.00 | See FINRA Report |
| Kamran Mahmood | 4514514 | 3 | 07/25/2012 | Customer Dispute | Settled | $30,558.10 | $0.00 | See FINRA Report |
| Michael Quach | 2227871 | 5 | 07/20/2012 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Alexandra Serman | 2884414 | 5 | 07/16/2012 | Customer Dispute | Denied | $34,925.20 | $0.00 | See FINRA Report |
| Torren Joseph Szuluk | 2591052 | 4 | 07/13/2012 | Customer Dispute | Denied | $33,000.00 | $0.00 | See FINRA Report |
| Steven Holdmeyer | 4479427 | 1 | 06/21/2012 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Edwin Voeller | 2170573 | 1 | 06/18/2012 | Customer Dispute | Settled | $10,580.00 | $0.00 | See FINRA Report |