Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James J Ng | 4806951 | 2 | 01/15/2013 | Customer Dispute | Denied | $15,716.80 | $0.00 | See FINRA Report |
| Yasmine Nathalia de Lannoy-Reynolds | 4317499 | 1 | 12/19/2012 | Customer Dispute | Denied | $5,448.68 | $0.00 | See FINRA Report |
| Kristin E Nourse | 3247714 | 1 | 12/12/2012 | Customer Dispute | Settled | $197,960.00 | $0.00 | See FINRA Report |
| Daniel L Tai | 1761468 | 1 | 12/12/2012 | Customer Dispute | Denied | $9,900.00 | $0.00 | See FINRA Report |
| James E Kolb | 4457344 | 1 | 10/31/2012 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Brian Spilkevitz | 2244283 | 5 | 10/29/2012 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Timothy Hanson | 2776774 | 1 | 10/26/2012 | Customer Dispute | Denied | $209,303.00 | $0.00 | See FINRA Report |
| Philip D Tefarikis | 5453162 | 1 | 10/19/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Blaize N Kaduru | 1561088 | 1 | 09/30/2012 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Gerardo Jr Juarez | 5025356 | 1 | 09/12/2012 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |