Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Justin Dembo | 2555560 | 4 | 04/29/2013 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Troy Gerschutz | 4875289 | 3 | 04/26/2013 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Deborah A Tomblin | 4402798 | 1 | 04/16/2013 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Jonathan Hassan Saffiedine | 5996274 | 1 | 04/08/2013 | Customer Dispute | Denied | $6,026.00 | $0.00 | See FINRA Report |
| Zeeshan Hasan | 4805075 | 1 | 03/26/2013 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Jeffery D Keefer | 1290782 | 2 | 03/26/2013 | Customer Dispute | Denied | $5,812.50 | $0.00 | See FINRA Report |
| Ralph E Wagoner | 3177692 | 1 | 03/21/2013 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Michael C Lyons | 2902117 | 4 | 03/20/2013 | Customer Dispute | Settled | $21,437.50 | $0.00 | See FINRA Report |
| Robert B Curry | 4165324 | 1 | 03/17/2013 | Customer Dispute | Denied | $5,915.74 | $0.00 | See FINRA Report |
| William B Harris | 5058734 | 1 | 03/13/2013 | Customer Dispute | Withdrawn | $9,900.00 | $0.00 | See FINRA Report |