Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elena P Martinez | 4418243 | 2 | 06/07/2013 | Customer Dispute | Settled | $9,792.84 | $0.00 | See FINRA Report |
| Joseph Marrocco | 1811952 | 3 | 06/03/2013 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Stephen R Witt | 1322030 | 4 | 06/03/2013 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |
| Paul Skaggs | 4026719 | 1 | 06/01/2013 | Customer Dispute | Denied | $13,613.80 | $0.00 | See FINRA Report |
| David J Catalfimo | 1743565 | 1 | 05/31/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Susan Morton | 2584362 | 2 | 05/28/2013 | Customer Dispute | Denied | $8,500.00 | $0.00 | See FINRA Report |
| Marc Ferro | 4489452 | 2 | 05/28/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Benjamin C Ashkinos | 4554714 | 5 | 05/17/2013 | Customer Dispute | Denied | $7,750.49 | $0.00 | See FINRA Report |
| Renee Marone | 2064322 | 3 | 05/06/2013 | Customer Dispute | Denied | $6,530.72 | $0.00 | See FINRA Report |
| Kerry James Kerch | 5140675 | 1 | 04/29/2013 | Customer Dispute | Settled | $5,827.00 | $0.00 | See FINRA Report |