Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Luis Alberto Grullon | 6015508 | 1 | 09/27/2023 | Customer Dispute | Settled | $17,254.00 | $0.00 | See FINRA Report |
Joseph Tavano | 2789863 | 3 | 09/22/2023 | Customer Dispute | Denied | $17,271.00 | $0.00 | See FINRA Report |
Michael D Williams | 6293544 | 1 | 09/21/2023 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
James Kim | 5415892 | 2 | 09/15/2023 | Customer Dispute | Denied | $65,000.00 | $0.00 | See FINRA Report |
Sam C Schoner | 1928356 | 3 | 09/12/2023 | Customer Dispute | Settled | $7,498,470.00 | $0.00 | See FINRA Report |
Shana Mohsen | 5830701 | 1 | 09/08/2023 | Customer Dispute | Denied | $55,000.00 | $0.00 | See FINRA Report |
Alan Au | 6337320 | 2 | 09/06/2023 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
Garrett Tognozzi | 5657190 | 1 | 08/18/2023 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
Rick A Murga | 4997085 | 2 | 08/10/2023 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
Matthew C Barcia | 5235505 | 2 | 08/10/2023 | Customer Dispute | Denied | $9,309.00 | $0.00 | See FINRA Report |