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FINRA Broker Disclosures for J.P. Morgan Securities LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.

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Displaying 51-60 out of 1,479 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Luis Alberto Grullon6015508109/27/2023Customer DisputeSettled$17,254.00$0.00See FINRA Report
Joseph Tavano2789863309/22/2023Customer DisputeDenied$17,271.00$0.00See FINRA Report
Michael D Williams6293544109/21/2023Customer DisputeDenied$10,000.00$0.00See FINRA Report
James Kim5415892209/15/2023Customer DisputeDenied$65,000.00$0.00See FINRA Report
Sam C Schoner1928356309/12/2023Customer DisputeSettled$7,498,470.00$0.00See FINRA Report
Shana Mohsen5830701109/08/2023Customer DisputeDenied$55,000.00$0.00See FINRA Report
Alan Au6337320209/06/2023Customer DisputePending$50,000.00$0.00See FINRA Report
Garrett Tognozzi5657190108/18/2023Customer DisputeSettled$75,000.00$0.00See FINRA Report
Rick A Murga4997085208/10/2023Customer DisputeDenied$40,000.00$0.00See FINRA Report
Matthew C Barcia5235505208/10/2023Customer DisputeDenied$9,309.00$0.00See FINRA Report

1,479 Results

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