Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leslie L Little | 2886719 | 1 | 08/12/2013 | Customer Dispute | Denied | $10,400.00 | $0.00 | See FINRA Report |
| Caroline Diana Cho | 5367441 | 1 | 08/12/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Erwel M Manlapid | 5229212 | 2 | 08/07/2013 | Customer Dispute | Denied | $11,563.20 | $0.00 | See FINRA Report |
| Michael Misak | 5599389 | 1 | 07/31/2013 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Jimmy Leong | 1486689 | 2 | 07/23/2013 | Customer Dispute | Settled | $7,359.62 | $0.00 | See FINRA Report |
| Robert Bruce Greenwald | 1714496 | 4 | 07/16/2013 | Customer Dispute | Denied | $11,021.70 | $0.00 | See FINRA Report |
| Brett Canarelli | 3243879 | 3 | 07/09/2013 | Customer Dispute | Settled | $74,244.10 | $0.00 | See FINRA Report |
| Joseph Lazzara | 5445149 | 1 | 07/05/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John Taveira | 5103565 | 1 | 07/02/2013 | Customer Dispute | Settled | $54,356.00 | $0.00 | See FINRA Report |
| Damien Lucadamo | 4297906 | 1 | 06/28/2013 | Customer Dispute | Denied | $9,961.60 | $0.00 | See FINRA Report |