Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alexandra Z Bartonik | 4295056 | 3 | 09/16/2013 | Customer Dispute | Denied | $9,600.00 | $0.00 | See FINRA Report |
| Valerie V Bozich | 4216191 | 2 | 09/10/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Samuel K Yam | 1934397 | 1 | 09/08/2013 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Marc D Micali | 2578697 | 1 | 09/03/2013 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Brendan Dowd | 1508108 | 1 | 09/03/2013 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Howard Steven Rowen | 2153771 | 4 | 08/26/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Whittaker MacK | 5426351 | 2 | 08/26/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Lahnna Morgan Morton | 5313661 | 1 | 08/20/2013 | Customer Dispute | Denied | $6,457.37 | $0.00 | See FINRA Report |
| Shukri Dayeh | 5250207 | 2 | 08/12/2013 | Customer Dispute | Withdrawn | $10,400.00 | $0.00 | See FINRA Report |
| Matt Williamson | 5465550 | 2 | 08/12/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |