Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brett Canarelli | 3243879 | 3 | 10/21/2013 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Luc Droal | 1803857 | 2 | 10/08/2013 | Customer Dispute | Denied | $8,059.49 | $0.00 | See FINRA Report |
| Robert Nicoletti | 2976392 | 1 | 10/04/2013 | Customer Dispute | Settled | $12,772.70 | $0.00 | See FINRA Report |
| Daniel K Roh | 2189988 | 4 | 09/27/2013 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Mary A H Mortensen | 2734286 | 2 | 09/27/2013 | Customer Dispute | Closed-No Action | $14,318.00 | $0.00 | See FINRA Report |
| Kevin Amendola | 4620389 | 1 | 09/23/2013 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Richard Kim | 3189888 | 1 | 09/23/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Diego F Jimenez | 4872013 | 1 | 09/23/2013 | Customer Dispute | Denied | $13,528.00 | $0.00 | See FINRA Report |
| John O Adeniji | 4578669 | 1 | 09/19/2013 | Customer Dispute | Settled | $6,000.00 | $0.00 | See FINRA Report |
| Ramzi Y Bahu | 4785625 | 1 | 09/19/2013 | Customer Dispute | Denied | $18,530.00 | $0.00 | See FINRA Report |