Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Samuel Hansen Quinn | 5440047 | 1 | 01/24/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tom Wallack | 1609018 | 3 | 01/13/2014 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Michel C Shanks | 1324514 | 2 | 01/03/2014 | Customer Dispute | Denied | $7,500.40 | $0.00 | See FINRA Report |
| Ronald L Javate | 2492968 | 5 | 12/27/2013 | Customer Dispute | Denied | $5,064.61 | $0.00 | See FINRA Report |
| Kandace M Lesher | 5719701 | 1 | 12/23/2013 | Customer Dispute | Denied | $7,738.00 | $0.00 | See FINRA Report |
| Jeremy Lee McChesney | 5728401 | 1 | 12/18/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Nicole Weisman | 5043998 | 1 | 12/17/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Brett Canarelli | 3243879 | 3 | 11/14/2013 | Customer Dispute | Denied | $6,724.18 | $0.00 | See FINRA Report |
| John Varghese Cholankeril | 2743598 | 8 | 11/01/2013 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| James Patrick Steck | 2882330 | 1 | 10/29/2013 | Customer Dispute | Award / Judgment | $76,210.00 | $65,418.10 | See FINRA Report |