Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dwayne A Winter | 4056610 | 2 | 05/29/2014 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Michael D Zick | 2466419 | 2 | 04/10/2014 | Customer Dispute | Withdrawn | $1,000,000.00 | $0.00 | See FINRA Report |
| Jorge Alberto Serrano | 4951032 | 1 | 04/08/2014 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Jeffrey B McAleney | 1011501 | 10 | 03/28/2014 | Customer Dispute | Withdrawn | $200,000.00 | $0.00 | See FINRA Report |
| Troy Gerschutz | 4875289 | 3 | 03/26/2014 | Customer Dispute | Denied | $6,500.00 | $0.00 | See FINRA Report |
| Andrew B Cochran | 5735224 | 1 | 03/10/2014 | Customer Dispute | Settled | $17,934.20 | $0.00 | See FINRA Report |
| Juan Pedro Freitas | 5454027 | 2 | 03/04/2014 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Kris Hanifi | 5093892 | 1 | 02/25/2014 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jeffrey M Ingraham | 2800833 | 2 | 02/21/2014 | Customer Dispute | Denied | $600,000.00 | $0.00 | See FINRA Report |
| Heekang Choung | 5787349 | 1 | 02/13/2014 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |