Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eugene G Mosca | 2212786 | 3 | 09/30/2014 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Christopher Kherkher | 5770760 | 2 | 09/20/2014 | Customer Dispute | Denied | $26,000.00 | $0.00 | See FINRA Report |
| Bradley James Grabowy | 4931469 | 2 | 09/12/2014 | Customer Dispute | Denied | $3,375,000.00 | $0.00 | See FINRA Report |
| Aruna Sriram | 4734273 | 1 | 08/25/2014 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Tito E Gutierrez | 5755648 | 1 | 08/15/2014 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Jason Andersen | 5422808 | 1 | 08/12/2014 | Customer Dispute | Denied | $42,500.00 | $0.00 | See FINRA Report |
| Craig Weinstein | 2790030 | 3 | 08/11/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Shukri Dayeh | 5250207 | 2 | 06/29/2014 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Alexandra Z Bartonik | 4295056 | 3 | 06/20/2014 | Customer Dispute | Withdrawn | $19,355.60 | $0.00 | See FINRA Report |
| Robert A Longo | 5503132 | 1 | 06/10/2014 | Customer Dispute | Settled | $60,513.30 | $0.00 | See FINRA Report |