Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kamran Mahmood | 4514514 | 3 | 12/15/2014 | Customer Dispute | Denied | $19,646.60 | $0.00 | See FINRA Report |
| Jeffrey B McAleney | 1011501 | 10 | 12/11/2014 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Albert Boele | 5508636 | 1 | 12/03/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Todd J Vander Veer | 5136041 | 2 | 11/26/2014 | Customer Dispute | Settled | $22,000.00 | $0.00 | See FINRA Report |
| Paul Phillips | 5666528 | 1 | 11/11/2014 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Boris Mihailevsky | 5584758 | 3 | 11/06/2014 | Customer Dispute | Withdrawn | $6,000.00 | $0.00 | See FINRA Report |
| William McGuinn | 4553705 | 1 | 11/04/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Oskar Agaronov | 4819383 | 4 | 11/03/2014 | Customer Dispute | Closed-No Action | $85,154.90 | $0.00 | See FINRA Report |
| David Anthony Klics | 5126347 | 1 | 10/10/2014 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Alan Cooper | 5393529 | 1 | 10/01/2014 | Customer Dispute | Denied | $23,912.10 | $0.00 | See FINRA Report |