Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michelle Ensminger | 2244445 | 1 | 02/12/2015 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Elizabeth Antosz | 4786394 | 1 | 02/11/2015 | Customer Dispute | Settled | $9,014.19 | $0.00 | See FINRA Report |
| Pavel Kreychman | 5371416 | 2 | 02/10/2015 | Customer Dispute | Settled | $105,059.00 | $0.00 | See FINRA Report |
| Steven Fried | 4472772 | 4 | 02/09/2015 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Todd V Holden | 4918891 | 2 | 01/27/2015 | Customer Dispute | Denied | $47,065.80 | $0.00 | See FINRA Report |
| Ekta Roongta | 5192476 | 1 | 01/05/2015 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
| Kimberly Ann Ferry | 4718950 | 1 | 01/05/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ronald L Javate | 2492968 | 5 | 12/26/2014 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Raymond Destasio | 3245579 | 2 | 12/22/2014 | Customer Dispute | Closed-No Action | $30,980.80 | $0.00 | See FINRA Report |
| Brett W Berry | 1926468 | 1 | 12/16/2014 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |