Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michelle Engalla | 4048038 | 1 | 07/16/2015 | Customer Dispute | Withdrawn | $5,018.43 | $0.00 | See FINRA Report |
| Robert Santos | 5648348 | 1 | 07/13/2015 | Customer Dispute | Denied | $6,942.86 | $0.00 | See FINRA Report |
| Derrick Gin | 4367951 | 1 | 07/13/2015 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Anthony Paul Bardaro | 5002747 | 1 | 07/13/2015 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |
| Robert S Yenisey | 4913889 | 1 | 06/11/2015 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Seth Berkowitz | 4713329 | 2 | 06/11/2015 | Customer Dispute | Denied | $521,138.00 | $0.00 | See FINRA Report |
| Charles J Cline | 5984788 | 1 | 06/02/2015 | Customer Dispute | Denied | $7,929.76 | $0.00 | See FINRA Report |
| Annette Louise Young | 2796229 | 1 | 05/14/2015 | Customer Dispute | Denied | $6,520.00 | $0.00 | See FINRA Report |
| Raul R Toro | 4527757 | 1 | 05/12/2015 | Customer Dispute | Denied | $23,206.00 | $0.00 | See FINRA Report |
| Timothy Ma | 6203386 | 1 | 05/08/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |