Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew J van Dyne | 3249132 | 1 | 08/27/2015 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Temur Dranker | 4921182 | 4 | 08/26/2015 | Customer Dispute | Denied | $14,459.40 | $0.00 | See FINRA Report |
| Jeanne Berger | 5055144 | 2 | 08/26/2015 | Customer Dispute | Denied | $9,157.87 | $0.00 | See FINRA Report |
| Camilo Vilchez | 5682694 | 1 | 08/25/2015 | Customer Dispute | Denied | $17,027.40 | $0.00 | See FINRA Report |
| Timothy D Dimock | 2068219 | 1 | 08/25/2015 | Customer Dispute | Denied | $23,471.30 | $0.00 | See FINRA Report |
| Eugene G Mosca | 2212786 | 3 | 08/24/2015 | Customer Dispute | Denied | $8,451.51 | $0.00 | See FINRA Report |
| Kamran Mahmood | 4514514 | 3 | 08/23/2015 | Customer Dispute | Denied | $50,178.20 | $0.00 | See FINRA Report |
| Craig Weinstein | 2790030 | 3 | 08/11/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Arthur Feld | 873059 | 2 | 07/20/2015 | Customer Dispute | Settled | $725,000.00 | $0.00 | See FINRA Report |
| Carmine Libertini | 4250497 | 2 | 07/17/2015 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |