Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael John Brady | 4988099 | 2 | 09/30/2015 | Customer Dispute | Settled | $7,705.94 | $0.00 | See FINRA Report |
| Christopher Figuccio | 5203861 | 1 | 09/30/2015 | Customer Dispute | Denied | $8,660.79 | $0.00 | See FINRA Report |
| Elizabeth A Bartunek | 4976763 | 1 | 09/28/2015 | Customer Dispute | Closed-No Action | $21,000.00 | $0.00 | See FINRA Report |
| Brian D Vaught | 4640701 | 2 | 09/25/2015 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Alfredo A Collazo | 4513548 | 10 | 09/21/2015 | Customer Dispute | Settled | $1,426,000.00 | $0.00 | See FINRA Report |
| Frank R Tenteromano | 5052571 | 3 | 09/18/2015 | Customer Dispute | Denied | $15,500.00 | $0.00 | See FINRA Report |
| Catherine Veronica Evans | 2701639 | 1 | 09/16/2015 | Customer Dispute | Denied | $9,139.38 | $0.00 | See FINRA Report |
| Paula K Earll | 2590956 | 2 | 09/16/2015 | Customer Dispute | Denied | $8,600.78 | $0.00 | See FINRA Report |
| Alfredo A Collazo | 4513548 | 10 | 08/31/2015 | Customer Dispute | Award / Judgment | $2,411,160.00 | $0.00 | See FINRA Report |
| John Paxos | 5905536 | 1 | 08/27/2015 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |