Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elise E Leszczynski | 1420419 | 1 | 12/01/2015 | Customer Dispute | Denied | $11,573.00 | $0.00 | See FINRA Report |
| Julio E Barros | 5436263 | 2 | 11/25/2015 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
| Samuel H Srochi | 1637848 | 3 | 11/21/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Sean Harlan | 5589448 | 1 | 11/18/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Allan H Joubert | 2371048 | 3 | 11/18/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Skye Taber | 4713643 | 2 | 11/17/2015 | Customer Dispute | Denied | $19,192.20 | $0.00 | See FINRA Report |
| Dennis C Buenaventura | 5506177 | 1 | 11/12/2015 | Customer Dispute | Denied | $10,500.00 | $0.00 | See FINRA Report |
| Amanda K Cummings | 5730625 | 2 | 10/14/2015 | Customer Dispute | Denied | $5,146.84 | $0.00 | See FINRA Report |
| James Kim | 5415892 | 2 | 10/09/2015 | Customer Dispute | Denied | $5,700.00 | $0.00 | See FINRA Report |
| Adrian Fredrick Schulz | 5079240 | 4 | 10/01/2015 | Customer Dispute | Denied | $6,403.59 | $0.00 | See FINRA Report |