Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christian Calderon | 5378068 | 1 | 01/08/2016 | Customer Dispute | Dismissed | $200,000.00 | $0.00 | See FINRA Report |
| Linda S Takach | 3259911 | 1 | 12/25/2015 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Jimmy Quach | 5585921 | 3 | 12/22/2015 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Joanna Espasas | 5163739 | 1 | 12/21/2015 | Customer Dispute | Settled | $1,173,870.00 | $0.00 | See FINRA Report |
| Francisco J Lopez | 5235441 | 1 | 12/19/2015 | Customer Dispute | Denied | $46,900.60 | $0.00 | See FINRA Report |
| Geoffrey Ivonnet | 5342000 | 1 | 12/17/2015 | Customer Dispute | Denied | $5,526.07 | $0.00 | See FINRA Report |
| Jonathan Calderon | 5005946 | 1 | 12/09/2015 | Customer Dispute | Denied | $11,200.90 | $0.00 | See FINRA Report |
| Mark E Smelser | 3224229 | 1 | 12/04/2015 | Customer Dispute | Denied | $69,139.70 | $0.00 | See FINRA Report |
| Kieran J Lynch | 2031471 | 2 | 12/02/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Inserra | 1664258 | 3 | 12/02/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |