Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cheick Omar Ouedraogo | 5784929 | 1 | 03/28/2016 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
| David L Butler | 3075112 | 2 | 03/27/2016 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Miguel Colon | 5662508 | 1 | 03/18/2016 | Customer Dispute | Denied | $10,333.60 | $0.00 | See FINRA Report |
| Steven Tyler Johnson | 5590091 | 1 | 03/14/2016 | Customer Dispute | Withdrawn | $25,800.50 | $0.00 | See FINRA Report |
| Alexandra Z Bartonik | 4295056 | 3 | 03/08/2016 | Customer Dispute | Denied | $62,501.30 | $0.00 | See FINRA Report |
| Justin Steven Burge | 5078521 | 1 | 03/03/2016 | Customer Dispute | Denied | $71,751.70 | $0.00 | See FINRA Report |
| Darryl A Lobo | 4951730 | 1 | 02/29/2016 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Tequilla T Swan | 3052756 | 4 | 02/24/2016 | Customer Dispute | Settled | $6,000.00 | $0.00 | See FINRA Report |
| Gemma F Sanchez | 2741588 | 4 | 02/23/2016 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Nikolas R McWhirter | 6116104 | 1 | 02/22/2016 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |