Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alfredo A Collazo | 4513548 | 10 | 07/26/2016 | Customer Dispute | Settled | $586,481.00 | $0.00 | See FINRA Report |
| Srdjan Calija | 5032169 | 2 | 07/05/2016 | Customer Dispute | Denied | $11,804.50 | $0.00 | See FINRA Report |
| Darren Anthony Chia | 5361712 | 1 | 06/28/2016 | Customer Dispute | Settled | $53,000.00 | $0.00 | See FINRA Report |
| David L Butler | 3075112 | 2 | 06/27/2016 | Customer Dispute | Denied | $17,616.00 | $0.00 | See FINRA Report |
| Rufus J Baldwin | 5159533 | 2 | 06/24/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charmaine Chow | 5044078 | 1 | 06/15/2016 | Customer Dispute | Settled | $6,386.84 | $0.00 | See FINRA Report |
| Andy Junnwoei Liu | 5447100 | 1 | 06/15/2016 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Alfredo A Collazo | 4513548 | 10 | 06/10/2016 | Customer Dispute | Settled | $20,000,000.00 | $0.00 | See FINRA Report |
| Jason Samuel Nunnally | 2712130 | 3 | 06/07/2016 | Customer Dispute | Denied | $6,806.08 | $0.00 | See FINRA Report |
| Boris Mihailevsky | 5584758 | 3 | 06/02/2016 | Customer Dispute | Denied | $23,131.00 | $0.00 | See FINRA Report |