Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joshua U Allen | 6053461 | 1 | 12/07/2023 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Mohammad Sarhan | 4332630 | 3 | 12/07/2023 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Franz A Warren | 2465372 | 3 | 12/07/2023 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| David F Teska | 6283833 | 1 | 11/28/2023 | Customer Dispute | Denied | $11,132.00 | $0.00 | See FINRA Report |
| Mirsad Jakupi | 6688493 | 1 | 11/25/2023 | Customer Dispute | Denied | $7,168.00 | $0.00 | See FINRA Report |
| Kenyon Knight | 5910331 | 1 | 11/21/2023 | Customer Dispute | Settled | $7,507.26 | $0.00 | See FINRA Report |
| Hector Tafoya | 6562115 | 1 | 11/09/2023 | Customer Dispute | Denied | $14,427.00 | $0.00 | See FINRA Report |
| Darren N Bui | 6309285 | 1 | 11/03/2023 | Customer Dispute | Denied | $44,161.00 | $0.00 | See FINRA Report |
| Ronald Castellanos | 6017338 | 1 | 10/26/2023 | Customer Dispute | Denied | $12,997.90 | $0.00 | See FINRA Report |
| Derek van Der Wal | 5830737 | 1 | 10/25/2023 | Customer Dispute | Denied | $6,046.00 | $0.00 | See FINRA Report |