Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Juan C Garcia | 5756787 | 2 | 11/10/2016 | Customer Dispute | Denied | $7,018.12 | $0.00 | See FINRA Report |
| Sheel J Desai | 3206930 | 2 | 11/03/2016 | Customer Dispute | Denied | $11,450.60 | $0.00 | See FINRA Report |
| Melissa U Sundberg | 4839273 | 1 | 09/06/2016 | Customer Dispute | Denied | $16,950.00 | $0.00 | See FINRA Report |
| Juan Pedro Freitas | 5454027 | 2 | 08/31/2016 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Rufus J Baldwin | 5159533 | 2 | 08/26/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Holland | 1404167 | 2 | 08/23/2016 | Customer Dispute | Denied | $230,000.00 | $0.00 | See FINRA Report |
| Richard B Goodwyn | 1621490 | 1 | 08/23/2016 | Customer Dispute | Denied | $230,000.00 | $0.00 | See FINRA Report |
| John Patrick Cruikshank | 5275807 | 1 | 08/17/2016 | Customer Dispute | Denied | $93,000.00 | $0.00 | See FINRA Report |
| Jay Edwin Siembieda | 5708433 | 1 | 08/17/2016 | Customer Dispute | Denied | $93,000.00 | $0.00 | See FINRA Report |
| John F Klimas | 2799511 | 1 | 08/03/2016 | Customer Dispute | Denied | $41,037.50 | $0.00 | See FINRA Report |