Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Conor Seyda | 5020041 | 3 | 03/09/2017 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Kevin Krieger | 5085074 | 1 | 03/09/2017 | Customer Dispute | Denied | $24,000.00 | $0.00 | See FINRA Report |
| Flavius Sindile | 5610151 | 2 | 03/06/2017 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Hernand Hernandez | 2569332 | 1 | 02/15/2017 | Customer Dispute | Denied | $10,461.90 | $0.00 | See FINRA Report |
| Erwel M Manlapid | 5229212 | 2 | 02/14/2017 | Customer Dispute | Settled | $23,000.00 | $0.00 | See FINRA Report |
| Laura Lee Hanson Virginia | 1121184 | 4 | 02/09/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Peter Nicholas Getschmann | 4639634 | 3 | 02/07/2017 | Customer Dispute | Denied | $48,968.60 | $0.00 | See FINRA Report |
| Jose Lino Huerfano | 4104166 | 5 | 02/07/2017 | Customer Dispute | Denied | $5,123.00 | $0.00 | See FINRA Report |
| Denise Brady | 1974852 | 1 | 02/02/2017 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| James Cordon | 4430421 | 1 | 01/20/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |