Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George M Visintin | 4622974 | 1 | 08/07/2017 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Annabelle Slater | 6124730 | 1 | 07/13/2017 | Customer Dispute | Settled | $13,780.00 | $0.00 | See FINRA Report |
| Katerina Lukenberg | 6535031 | 1 | 07/12/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Justin Robert Koroyan | 5847839 | 1 | 06/14/2017 | Customer Dispute | Denied | $203,000.00 | $0.00 | See FINRA Report |
| Jeffrey A Herndon | 2356238 | 1 | 05/22/2017 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Daniel K Roh | 2189988 | 4 | 04/18/2017 | Customer Dispute | Denied | $7,250.00 | $0.00 | See FINRA Report |
| Joseph Bellavia | 2145440 | 6 | 04/06/2017 | Customer Dispute | Award / Judgment | $128,698.00 | $0.00 | See FINRA Report |
| Rene Henriksen | 2798761 | 6 | 04/05/2017 | Customer Dispute | Closed-No Action | $92,973.50 | $0.00 | See FINRA Report |
| Carlos E Rojas | 5523783 | 1 | 03/27/2017 | Customer Dispute | Denied | $5,700.00 | $0.00 | See FINRA Report |
| Justin Dembo | 2555560 | 4 | 03/23/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |