Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Alan Molitor | 5735062 | 1 | 11/17/2017 | Customer Dispute | Denied | $11,856.20 | $0.00 | See FINRA Report |
| Michael Kantor | 5691154 | 1 | 11/07/2017 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| John M Hernandez | 3140900 | 5 | 11/02/2017 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Rheeta Anne Wilson-Fitzpatrick | 3037846 | 1 | 10/16/2017 | Customer Dispute | Denied | $600,000.00 | $0.00 | See FINRA Report |
| Jeffrey B McAleney | 1011501 | 10 | 10/13/2017 | Customer Dispute | Denied | $313,909.00 | $0.00 | See FINRA Report |
| Jeffrey B McAleney | 1011501 | 10 | 10/13/2017 | Customer Dispute | Denied | $20,271.50 | $0.00 | See FINRA Report |
| Kenneth L Scott | 4717001 | 1 | 10/09/2017 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Derek Thiel | 5953627 | 1 | 10/03/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nicholas Barulic | 4529949 | 1 | 09/25/2017 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Peter Nicholas Getschmann | 4639634 | 3 | 08/09/2017 | Customer Dispute | Denied | $15,376.00 | $0.00 | See FINRA Report |