Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Allan Tenbusch | 5261720 | 2 | 02/16/2018 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Mitchell R McAllister | 4783894 | 3 | 02/14/2018 | Customer Dispute | Award / Judgment | $17,026.80 | $0.00 | See FINRA Report |
| Sean Warren | 5749009 | 1 | 02/05/2018 | Customer Dispute | Settled | $39,356.90 | $0.00 | See FINRA Report |
| Eiman Maleki | 5788587 | 2 | 01/30/2018 | Customer Dispute | Settled | $5,280.19 | $0.00 | See FINRA Report |
| Thomas Gregory Hamby | 3088396 | 1 | 01/29/2018 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Ali Azeez | 1409544 | 2 | 01/25/2018 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Alfredo A Collazo | 4513548 | 10 | 01/11/2018 | Customer Dispute | Settled | $135,000.00 | $0.00 | See FINRA Report |
| Steve S Schulman | 4061535 | 6 | 12/11/2017 | Customer Dispute | Settled | $166,879.00 | $0.00 | See FINRA Report |
| Michael Ansman | 5819149 | 1 | 11/19/2017 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |
| Jeremy Arthur Handley | 6155826 | 2 | 11/17/2017 | Customer Dispute | Denied | $10,300.00 | $0.00 | See FINRA Report |