Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Zachary Calahan | 6266012 | 1 | 05/11/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Juan C Garcia | 5756787 | 2 | 05/11/2018 | Customer Dispute | Settled | $122,942.00 | $0.00 | See FINRA Report |
| Alfredo A Collazo | 4513548 | 10 | 05/09/2018 | Customer Dispute | Settled | $728,000.00 | $0.00 | See FINRA Report |
| Tom Wallack | 1609018 | 3 | 05/02/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Shane Irvine | 5117736 | 1 | 04/03/2018 | Customer Dispute | Settled | $22,594.00 | $0.00 | See FINRA Report |
| Mark Alford | 5963139 | 1 | 04/02/2018 | Customer Dispute | Denied | $6,762.61 | $0.00 | See FINRA Report |
| Timothy Allan Tenbusch | 5261720 | 2 | 04/02/2018 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Frank Saldana | 5631165 | 1 | 03/13/2018 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Pavel Kreychman | 5371416 | 2 | 03/08/2018 | Customer Dispute | Denied | $18,019.00 | $0.00 | See FINRA Report |
| Phillip Theiss | 5799081 | 1 | 03/06/2018 | Customer Dispute | Closed-No Action | $16,499.00 | $0.00 | See FINRA Report |